Being a successful FinTech firm requires more than just great technology; it also requires an understanding of the laws and regulations applicable to your business. This course will provide you with that understanding. You will learn about the critical legal, regulatory, and policy issues associated with cryptocurrencies, initial coin offerings, online lending, new payments and wealth management technologies, and financial account aggregators. In addition, you will learn how regulatory agencies in the U.S. are continually adjusting to the emergence of new financial technologies and how one specific agency has proposed a path for FinTech firms to become regulated banks. You will also learn the basics of how banks are regulated in the U.S.
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FinTech Law and Policy
Universidade DukeInformações sobre o curso
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Nível iniciante
Aprox. 11 horas para completar
Inglês
Legendas: Árabe, Francês, Portuguese (European), Chinês (simplificado), Italiano, Vietnamita, Coreano, Alemão, Russo, Turco, Inglês, Espanhol
Resultados de carreira do aprendiz
20%
comecei uma nova carreira após concluir estes cursos
19%
consegui um benefício significativo de carreira com este curso
Certificados compartilháveis
Tenha o certificado após a conclusão
100% on-line
Comece imediatamente e aprenda em seu próprio cronograma.
Prazos flexíveis
Redefinir os prazos de acordo com sua programação.
Nível iniciante
Aprox. 11 horas para completar
Inglês
Legendas: Árabe, Francês, Portuguese (European), Chinês (simplificado), Italiano, Vietnamita, Coreano, Alemão, Russo, Turco, Inglês, Espanhol
oferecido por
Universidade Duke
Duke University has about 13,000 undergraduate and graduate students and a world-class faculty helping to expand the frontiers of knowledge. The university has a strong commitment to applying knowledge in service to society, both near its North Carolina campus and around the world.
Programa - O que você aprenderá com este curso
19 minutos para concluir
Welcome to FinTech Law and Policy
In this course, you will learn about the critical legal, regulatory, and policy issues associated with cryptocurrencies, initial coin offerings, online lending, new payments and wealth management technologies, and financial account aggregators. In addition, you will learn how regulatory agencies in the U.S. are continually adjusting to the emergence of new financial technologies and how one specific agency, the Office of the Comptroller of the Currency, has proposed a path for FinTech firms to become regulated banks.
19 minutos para concluir
2 vídeos (Total 7 mín.), 2 leituras
2 leituras
Course Information10min
Legal Disclaimer2min
2 horas para concluir
The Evolving Relationship Between FinTechs, Regulators, and Traditional Financial Institutions
This module begins with a preview of the key regulatory challenges facing FinTech firms and provides several examples of what can happen when FinTech firms fail to comply with applicable laws and regulations. We then look at how the FinTech industry has evolved post-2008 - from a disrupt mentality to one of “strategic partnership” - along with corresponding FinTech industry investment trends. Next, we examine the challenges regulators face in responding to new FinTech developments and detail how several U.S. regulatory agencies have adjusted thus far. We conclude this module by exploring one specific regulatory approach, known as a “sandbox,” that has been deployed in other countries and in one U.S. state.
2 horas para concluir
5 vídeos (Total 32 mín.)
5 videos
Regulatory Challenges Facing U.S. FinTech Firms4min
FinTech Evolution and Investment Trends8min
How FinTech is Challenging Regulators7min
Regulatory Sandboxes6min
3 exercícios práticos
Graded Lesson Quiz30min
Lesson Quiz16min
Graded Lesson Quiz30min
2 horas para concluir
Cryptocurrency and Initial Coin Offerings
This module first provides an overview of cryptocurrencies and distributed ledger technology, and then examines how cryptocurrency is regulated by various state and federal agencies. You will also learn how cryptocurrency is regulated as: money, a commodity, and property. The module concludes with an examination of initial coin offerings and their regulatory treatment.
2 horas para concluir
6 vídeos (Total 47 mín.)
6 videos
Regulating Cryptocurrency as Money8min
Regulating Cryptocurrency as a Commodity7min
Regulating Cryptocurrency as Property2min
Explaining Initial Coin Offerings5min
Regulating Initial Coin Offerings10min
3 exercícios práticos
Graded Lesson Quiz30min
Graded Lesson Quiz30min
Graded Lesson Quiz30min
2 horas para concluir
FinTech Lending
This module will introduce you to the various types of FinTech lending models and the regulatory treatment of these lenders. You will learn how many FinTech lenders are partnering with regulated banks to get around the state-by-state restrictions that apply to non-bank lenders.
2 horas para concluir
6 vídeos (Total 41 mín.)
6 videos
U.S. and Global Landscape5min
Regulatory and Legal Considerations6min
Common Lending Models10min
Vulnerabilities of FinTech Credit6min
Additional Legal Considerations3min
3 exercícios práticos
Graded Lesson Quiz30min
Graded Lesson Quiz30min
Graded Lesson Quiz30min
1 hora para concluir
Banking Regulation in the U.S.
Many FinTech firms are interested in becoming regulated banks. This module will teach you about the process of becoming a bank and the government agencies responsible for regulating banks in the U.S. We will look at the Office of the Comptroller of the Currency’s proposal to grant a new type of bank charter specifically for FinTech firms and the options currently available to FinTech firms that would like to become a bank.
1 hora para concluir
3 vídeos (Total 28 mín.)
3 videos
Special Purpose FinTech Charter11min
Industrial Loan Company5min
2 exercícios práticos
Graded Lesson Quiz30min
Graded Lesson Quiz30min
Avaliações
Principais avaliações do FINTECH LAW AND POLICY
por AM3 de Nov de 2018
I highly recommend this course especially if your are currently working in the financial services industry. I am always eager to learn and this course taught me many new topics that i was unaware of.
por KA24 de Jun de 2020
Impressive! Manage to completed in 3 days, committed and dedicated studying in Fintech. If I can, why shouldn't you?\n\np.s: The final exam was quite tough! Get prepare students with your notes!
por DE1 de Out de 2020
Duke University put a great spin to this course by having graphics and relevant information next to the professor while giving the lecture. I am a visual learner and this method was great!!
por CL9 de Mar de 2020
Great course. The best summary for anyone who doesn’t come from the Financial world to get up to speed of what is the reality of the law and policy relate to US financial institutions.
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