Informações sobre o curso
4.6
17 classificações
6 avaliações

100% online

Comece imediatamente e aprenda em seu próprio cronograma.

Prazos flexíveis

Redefinir os prazos de acordo com sua programação.

Nível iniciante

Aprox. 14 horas para completar

Sugerido: 7 hours of videos in total, plus a final project requiring about 5 hours to complete....

Inglês

Legendas: Inglês, Chinês (simplificado)

100% online

Comece imediatamente e aprenda em seu próprio cronograma.

Prazos flexíveis

Redefinir os prazos de acordo com sua programação.

Nível iniciante

Aprox. 14 horas para completar

Sugerido: 7 hours of videos in total, plus a final project requiring about 5 hours to complete....

Inglês

Legendas: Inglês, Chinês (simplificado)

Programa - O que você aprenderá com este curso

Semana
1
2 horas para concluir

Compliance with financial requirements & government regulations

In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms. ...
9 vídeos (total de (Total 99 mín.) min), 2 leituras, 1 teste
9 videos
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11min
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19min
1.4 Financial Compliance Challenges11min
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10min
1.6 Compliance regarding Crypto and ICOs10min
1.7 Security, Monitoring Compliance & Data Protection Policies11min
1.8 Compliance to Tax & Control10min
1.9 Week 1 Summary5min
2 leituras
Course Outline10min
Assignments & Grading10min
1 exercício prático
Week 1 Quiz20min
Semana
2
2 horas para concluir

FinTech Compliance with corporate governance: Objectives, guidelines,& policy

In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described....
11 vídeos (total de (Total 106 mín.) min), 1 leitura, 2 testes
11 videos
2.2 Introduction to FinTech Risks11min
2.3 FinTech Operational Risk Examples10min
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19min
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29min
2.6 Risk Management & Fraud Avoidance11min
2.7 Introduction to Risk Analysis9min
2.8 Risk Management Process I8min
2.9 Risk Management Process II9min
2.10 Internal Controls11min
2.11 Week 2 summary10min
1 leituras
Risk Assessment Template10min
2 exercícios práticos
Practical exercise: Data breach internal controls6min
Week 2 Quiz20min
Semana
3
2 horas para concluir

IT Compliance & Assurance Part 1

In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process. ...
10 vídeos (total de (Total 95 mín.) min), 1 teste
10 videos
3.2 Business Application Development I10min
3.3 Business Application Development II8min
3.4 Implementation & Review9min
3.5 Risks Associate with Business Application Development9min
3.6 Information System Maintenance Practices10min
3.7 Change Management Process I10min
3.8 Change Management Process II8min
3.9 Emergency Changes10min
3.10 Week 3 Summary9min
1 exercício prático
Week 3 Quiz20min
Semana
4
2 horas para concluir

IT Compliance & Assurance Part 2

In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy....
11 vídeos (total de (Total 107 mín.) min), 1 teste
11 videos
4.2 Business Continuity Plan and Disaster Recovery10min
4.3 Business Continuity Plan Step 1-28min
4.4 Business Continuity Plan Step 211min
4.5 Process of Business Impact Analysis6min
4.6 Business Continuity Plan Step 3 Part 111min
4.7 Business Continuity Plan Step 3 Part 29min
4.8 Business Continuity Plan Step 411min
4.9 Business Continuity Plan Step 5-710min
4.10 Data Backup & Restoration Policy9min
4.11 Week 4 Summary10min
1 exercício prático
Week 4 Quiz20min
4.6
6 avaliaçõesChevron Right

Melhores avaliações

por SKOct 22nd 2018

Great course for Basel Regulatory consultants and banking C level leaders.\n\nThank you..

Instrutores

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Garvin Percy DIAS

Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management Department
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Theodore Henry King CLARK

Associate Professor
Information Systems, Business Statistics and Operations Management Department

Sobre Universidade de Ciência e Tecnologia de Hong Kong

HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world....

Sobre o Programa de cursos integrados FinTech: Finance Industry Transformation and Regulation

Objective This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes. Key Benefits You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry. Who is this Specialization for? Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech. To know more... Find out more and watch the FinTech specialization promotional video on Youtube. https://youtu.be/MmqNLp4iuZE...
FinTech: Finance Industry Transformation and Regulation

Perguntas Frequentes – FAQ

  • Ao se inscrever para um Certificado, você terá acesso a todos os vídeos, testes e tarefas de programação (se aplicável). Tarefas avaliadas pelos colegas apenas podem ser enviadas e avaliadas após o início da sessão. Caso escolha explorar o curso sem adquiri-lo, talvez você não consiga acessar certas tarefas.

  • Quando você se inscreve no curso, tem acesso a todos os cursos na Especialização e pode obter um certificado quando concluir o trabalho. Seu Certificado eletrônico será adicionado à sua página de Participações e você poderá imprimi-lo ou adicioná-lo ao seu perfil no LinkedIn. Se quiser apenas ler e assistir o conteúdo do curso, você poderá frequentá-lo como ouvinte sem custo.

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