Informações sobre o curso: Our primary goal is to help you to understand FinTech Risk Management and to become more confident and persuasive in your ability to analyze and make recommendations on FinTech risk management & corporate governance. This MOOC on FinTech Risk Management offered by HKUST presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. HKUST has been ranked for many years as the number one EMBA program in the world, as the number one Finance program in Asia, and as the top MBA program in Asia by multiple independent rating and review journals and surveys. This course offers the combined strengths of HKUST in Business, Finance, and Technology as one the world's leading academic institutions on an important area of technology and business innovations. For students from outside Asia, this also gives an insight into changes happening in the most advanced FinTech markets of the world, since Asia leads worldwide in FinTech adoption and creative innovations. This course "FinTech Risk Management" is part of the HKUST-Coursera FinTech specialization. There are 3 other courses in the specialization including FinTech Foundations and Overview, FinTech Security & Regulation(RegTech), and FinTech Innovative Disruption: Implications for Society.
Para quem é direcionado este curso: Everyone who is interested in FinTech risk management and wants to learn more will benefit from this course. However, the focus is on the business of FinTech risk management, and it is not an engineering or technical course, so it is not designed or intended for tech geeks who want to become experts in the underlying technologies of FinTech.
Desenvolvido por: The Hong Kong University of Science and Technology
Ministrado por: Garvin Percy DIAS, Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management DepartmentMinistrado por: Theodore Henry King CLARK, Associate Professor
Information Systems, Business Statistics and Operations Management Department
| Nível | Básico |
| Compromisso | 7 hours of videos in total, plus a final project requiring about 4 hours to complete. |
| Idioma | English |
| Como ser aprovado | Seja aprovado em todas as tarefas para concluir o curso. |
Programa
SEMANA 1
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 videos, 2 leituras
- Reading: Course Outline
- Reading: Assignments & Grading
- Discussion Prompt: Meet & Greet!
- Vídeo: 1.2 Finance Regulation & Compliance: Foundations & History (Part 1)
- Vídeo: 1.3 Finance Regulation & Compliance: Foundations & History (Part 2)
- Vídeo: 1.4 Financial Compliance Challenges
- Vídeo: 1.5 Risks & Opportunities of Avoiding or Bypassing Regulations
- Vídeo: 1.6 Compliance regarding Crypto and ICOs
- Vídeo: 1.7 Security, Monitoring Compliance & Data Protection Policies
- Vídeo: 1.8 Compliance to Tax & Control
- Discussion Prompt: Tax, control, and protect: which is more important?
- Vídeo: 1.9 Week 1 Summary
Nota atribuída: Week 1 Quiz
SEMANA 2
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 videos, 1 leituras, 1 teste para praticar
- Vídeo: 2.2 Introduction to FinTech Risks
- Vídeo: 2.3 FinTech Operational Risk Examples
- Discussion Prompt: Why are business and operational risks increasing?
- Vídeo: 2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 1
- Vídeo: 2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 2
- Vídeo: 2.6 Risk Management & Fraud Avoidance
- Vídeo: 2.7 Introduction to Risk Analysis
- Vídeo: 2.8 Risk Management Process I
- Reading: Risk Assessment Template
- Vídeo: 2.9 Risk Management Process II
- Vídeo: 2.10 Internal Controls
- Practice Quiz: Practical exercise: Data breach internal controls
- Vídeo: 2.11 Week 2 summary
Nota atribuída: Week 2 Quiz
SEMANA 3
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 videos
- Vídeo: 3.2 Business Application Development I
- Vídeo: 3.3 Business Application Development II
- Vídeo: 3.4 Implementation & Review
- Vídeo: 3.5 Risks Associate with Business Application Development
- Discussion Prompt: What are the risks associate with FinTech applications development?
- Vídeo: 3.6 Information System Maintenance Practices
- Vídeo: 3.7 Change Management Process I
- Vídeo: 3.8 Change Management Process II
- Vídeo: 3.9 Emergency Changes
- Vídeo: 3.10 Week 3 Summary
Nota atribuída: Week 3 Quiz
SEMANA 4
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 videos
- Vídeo: 4.2 Business Continuity Plan and Disaster Recovery
- Vídeo: 4.3 Business Continuity Plan Step 1-2
- Vídeo: 4.4 Business Continuity Plan Step 2
- Vídeo: 4.5 Process of Business Impact Analysis
- Vídeo: 4.6 Business Continuity Plan Step 3 Part 1
- Vídeo: 4.7 Business Continuity Plan Step 3 Part 2
- Vídeo: 4.8 Business Continuity Plan Step 4
- Vídeo: 4.9 Business Continuity Plan Step 5-7
- Vídeo: 4.10 Data Backup & Restoration Policy
- Vídeo: 4.11 Week 4 Summary
Nota atribuída: Week 4 Quiz
SEMANA 5
Peer-graded Final Project
1 leituras
- Reading: Rate this course
- Discussion Prompt: Give us feedback!
Nota atribuída: FinTech Risk Management Final Project
Perguntas frequentes
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Coursework
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Desenvolvedores
The Hong Kong University of Science and Technology
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
Custo
| Comprar curso | |
|---|---|
| Acesso aos materiais do curso | Disponível |
| Acesso a materiais valendo nota | Disponível |
| Receba uma nota final | Disponível |
| Obtenha um Certificado de Curso compartilhável | Disponível |
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