Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization. In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. We’ll examine real-world examples of compliance and governance failures and their impact, and consider strategies for avoiding similar situations in our own organizations. You’ll be able to think about risk management in new ways and apply strategies to manage it.
Este curso faz parte do Programa de cursos integrados Regulatory Compliance
What is Compliance?
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O que você vai aprender
Define compliance within an industry setting
Describe the ways in which compliance affects any industry, company, or organization
Identify the reasons industries, companies, and organizations should engage in compliance
Examine the importance of compliance in supporting the financial, reputational, and functional aspects of an industry, company, or organization
Habilidades que você terá
Risk ManagementBrand ManagementStrategic PlanningCompliance
Programa - O que você aprenderá com este curso
Semana
12 horas para concluir
What is compliance?
What is compliance and why is it important? In this module, we answer those questions while also looking at some recent high-profile cases of non-compliance in the business world.
8 vídeos (Total 36 mín.), 3 leituras, 2 testes
8 videos
Defining Compliance5min
Making Rules "Stick"5min
Knowing the Rules5min
Case Study: Enron's Systemic Compliance Failures (Part 1)4min
Case Study: Enron's Systemic Compliance Failures (Part 2)5min
Case Studies: The "One Guy" Problem4min
Module 1 Summary3min
3 leituras
Pre-Course Survey (Optional)10min
What Is Compliance?20min
Enron Scandal: The Fall of a Wall Street Darling25min
2 exercícios práticos
Making Rules "Stick"2min
Module 1 Quiz15min
Semana
22 horas para concluir
Why is Compliance Important?
Non-compliance can have massive real-world implications for the general public, not just individuals directly related to a non-compliant company. In this module, we examine laws that specifically create compliance obligations, as well as the potential costs of non-compliance.
6 vídeos (Total 23 mín.), 1 leitura, 4 testes
6 videos
The Demands of a Settlement Agreement3min
The Board of Directors Has a Fiduciary Duty5min
Avoiding Reputational Harm3min
The Indispensable and Positive Value of Compliance4min
Module 2 Recap57s
1 leituras
Avoiding Fines and Penalties45min
4 exercícios práticos
Is It a Financial Driver?4min
The Board of Directors' Duties6min
The Positive Values of Compliance6min
Module 2 Quiz20min
Semana
32 horas para concluir
Compliance & Risk
Every company and organization must deal with risk, and compliance is ultimately a vehicle to mitigate risk. This module explores the close relationship between compliance and risk management. We will analyze the ways in which compliance programs manage risk, as well as alternative forms of risk management.
5 vídeos (Total 17 mín.), 2 leituras, 2 testes
5 videos
Risk Analysis3min
Risk Tolerance2min
Outsourcing Risk & Compliance2min
Insurance as Another Vehicle to Manage Risk4min
2 leituras
Responses to Reputational Harm20min
Chipotle's Food Safety Crisis25min
2 exercícios práticos
Reading Quiz - Assessing Chipotle's Risk5min
Module 3 Quiz20min
Semana
43 horas para concluir
Developments in the Field of Compliance
This module highlights developments in the ever-evolving world of compliance, with special emphasis on recent trends in regulatory focus.
3 vídeos (Total 14 mín.), 3 leituras, 2 testes
3 videos
Institutional Compliance v. Compliance in Specific Subject Areas3min
The Burgeoning Profession of Compliance2min
3 leituras
"Loot Boxes" & Regulation20min
Concluding Thoughts10min
Post-Course Survey (Optional)10min
1 exercícios práticos
Generalist or Specialist?8min
Principais avaliações do What is Compliance?
I really love this course. It is so well structured and easily understandable. I just want a mix of more examples of Compliance issues across the world to allow for direct relations.
Great way to begin understanding compliance at a basic level which leads into the other three courses in the specialization.
Instrutores
Andrew Kandel
Lecturer in Law
Lauren Steinfeld
Lecturer in LawSobre Universidade da Pensilvânia
The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies.
Sobre Programa de cursos integrados Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.
This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.
Perguntas Frequentes – FAQ
Quando terei acesso às palestras e às tarefas?
Ao se inscrever para um Certificado, você terá acesso a todos os vídeos, testes e tarefas de programação (se aplicável). Tarefas avaliadas pelos colegas apenas podem ser enviadas e avaliadas após o início da sessão. Caso escolha explorar o curso sem adquiri-lo, talvez você não consiga acessar certas tarefas.
O que recebo ao me inscrever nesta Especialização?
Quando você se inscreve no curso, tem acesso a todos os cursos na Especialização e pode obter um certificado quando concluir o trabalho. Seu Certificado eletrônico será adicionado à sua página de Participações e você poderá imprimi-lo ou adicioná-lo ao seu perfil no LinkedIn. Se quiser apenas ler e assistir o conteúdo do curso, você poderá frequentá-lo como ouvinte sem custo.
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