Informações sobre o curso
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Aprox. 12 horas para completar

Sugerido: 4 weeks of study, 3-4 hours/week...

Inglês

Legendas: Inglês

O que você vai aprender

  • Check

    Recognize strategies for building a culture of compliance within an organization

  • Check

    Identify the fundamental components of a compliance program

  • Check

    Identify techniques and methods for compliance management and provide psychological theories that explain why they are effective

  • Check

    Devise strategies for managing noncompliance and incident response

Habilidades que você terá

ManagementStrategic PlanningComplianceOrganizational Behavior

100% on-line

Comece imediatamente e aprenda em seu próprio cronograma.

Prazos flexíveis

Redefinir os prazos de acordo com sua programação.

Aprox. 12 horas para completar

Sugerido: 4 weeks of study, 3-4 hours/week...

Inglês

Legendas: Inglês

Programa - O que você aprenderá com este curso

Semana
1
2 horas para concluir

Building a Strong Compliance Culture

7 vídeos (Total 33 mín.), 4 leituras, 2 testes
7 videos
Setting the Stage: Origins of Compliance Law3min
The Goal of Compliance Culture: Integrating Compliance Throughout the Organization6min
From “Tone at the Top” to “Compliance at the Core”6min
The Compliance Officer / Responsible Person4min
Independence, Empowerment, and Resources: Part 14min
Independence, Empowerment, and Resources: Part 27min
4 leituras
Pre-Course Survey (Optional)10min
Building a World Class Ethics & Compliance Program25min
A Brief History of Compliance25min
I Called the Wells Fargo Ethics Hotline and was Fired25min
2 exercícios práticos
The Role of the Compliance Officer5min
Module 1 Quiz10min
Semana
2
3 horas para concluir

A Closer Look at the Essentials 

10 vídeos (Total 39 mín.), 2 leituras, 3 testes
10 videos
Policies, Procedures, and Standards3min
Training2min
Training Sessions4min
Other Information Flows2min
Compliance & Branding3min
Communications with Business Partners2min
Monitoring: Part 13min
Monitoring: Part 28min
Reporting Line3min
2 leituras
18 of the Best Code of Conduct Examples1h
Regulatory Compliance in the Age of Artificial Intelligence30min
3 exercícios práticos
The Code of Ethics4min
Communication & Information Flows15min
Module 2 Quiz20min
Semana
3
3 horas para concluir

The Psychology of Compliance

23 vídeos (Total 40 mín.), 1 leitura, 3 testes
23 videos
Why People Do Bad Things4min
The Psychological Aberration or Deviation Theory2min
The Privileged or Entitled Theory1min
The Stress and Pressure Theory54s
The Excessive Greed or Excessive Ambition Theory2min
The Cost-Benefit / Risk Reward Theory1min
The Lack of Recognition Theory1min
The Lack of Self-Control Theory1min
The “Everyone is Doing it” or The Virus Theory45s
The “I Could Have Done it Another Way” Theory1min
The No Harm Theory1min
How to Get People to be Compliant: Psychological Theories of Compliance2min
The Nudge Theory3min
The Punishment / Scare Them Theory1min
The Rules / CYA Theory1min
The Ubiquity Theory2min
The Reward Me Theory1min
The Quid Pro Quo Theory59s
The Bureaucratic Theory1min
The Slippery Slope / Broken Windows Theory1min
The Target Theory1min
The "One Size Doesn't Fit All" Theory53s
1 leituras
Why Do They Do It? Inside the Mind of the White-Collar Criminal30min
3 exercícios práticos
Theories of White Collar Crime15min
Theories of Compliance15min
Module 3 Quiz20min
Semana
4
4 horas para concluir

Dealing With Non-Compliance

6 vídeos (Total 24 mín.), 3 leituras, 3 testes
6 videos
Senior Response Team2min
Reporting and Other Communication3min
Enforcing Discipline4min
Lessons Learned / Root Cause analysis2min
Table Top Exercises7min
3 leituras
Data Breach Response30min
Concluding Thoughts10min
Post-Course Survey (Optional)10min
2 exercícios práticos
Incident Response15min
Enforcing Discipline15min
4.9
19 avaliaçõesChevron Right

33%

consegui um benefício significativo de carreira com este curso

Principais avaliações do Effective Compliance Programs

por MNov 25th 2019

The course was very useful for me. I learned a lot about compliance and its important role in business. I definitely will use such a valuable knowledge in my job. Thank you all for your kind work!

por JHMay 3rd 2019

This is a great class. This series provides a wonderful foundation for the many aspects of compliance and how to develop and enforce a program.

Instrutores

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Lauren Steinfeld

Lecturer in Law
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Andrew Kandel

Lecturer in Law

Sobre Universidade da Pensilvânia

The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies. ...

Sobre Programa de cursos integrados Regulatory Compliance

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales. This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits....
Regulatory Compliance

Perguntas Frequentes – FAQ

  • Ao se inscrever para um Certificado, você terá acesso a todos os vídeos, testes e tarefas de programação (se aplicável). Tarefas avaliadas pelos colegas apenas podem ser enviadas e avaliadas após o início da sessão. Caso escolha explorar o curso sem adquiri-lo, talvez você não consiga acessar certas tarefas.

  • Quando você se inscreve no curso, tem acesso a todos os cursos na Especialização e pode obter um certificado quando concluir o trabalho. Seu Certificado eletrônico será adicionado à sua página de Participações e você poderá imprimi-lo ou adicioná-lo ao seu perfil no LinkedIn. Se quiser apenas ler e assistir o conteúdo do curso, você poderá frequentá-lo como ouvinte sem custo.

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